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Swift CSP-Assessor Exam Syllabus Topics:
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NEW QUESTION # 50
Which of the following infrastructures has the smallest Swift footprint?
- A. Alliance Lite2
- B. Full stack of products up to the Messaging Interface
- C. Alliance Remote Gateway
- D. Full stack of products includinq IPLA
Answer: A
Explanation:
This question compares the SWIFT footprint (components within the CSP scope) across different infrastructures:
* Step 1: Define SWIFT Footprint
* The SWIFT footprint includes all systems and components handling SWIFT messaging or connectivity, as defined in CSCF Control 1.1 - SWIFT Environment Protection.
NEW QUESTION # 51
What is expected regarding Token Management when (physical or software-based) tokens are used? (Choose all that apply.)
- A. Have in place a strict token assignment process. This avoids the need to perform g a regular review of assigned tokens
- B. All tokens must be stored in a safe when not used
- C. Individuals must not share their tokens. Tokens must remain under the control and supervision of its owner
- D. Similar to user accounts, individual assignment and ownership for accurate traceability and revocation in case of potential tampering, loss or in case of user role change
Answer: C,D
Explanation:
This question relates to Control 5.2 - Token Management in the CSCF, which outlines requirements for managing physical or software-based tokens used for authentication or cryptographic operations in the SWIFT environment. Let's evaluate each option:
* A. Similar to user accounts, individual assignment and ownership for accurate traceability and revocation in case of potential tampering, loss or in case of user role change
* CSCF Control 5.2 mandates that tokens (e.g., HSM tokens or software tokens) be uniquely assigned to individuals to ensure traceability and accountability. This allows for revocation in cases of tampering, loss, or role changes, mirroring user account management principles under Control 5.1 - Logical Access Control.
NEW QUESTION # 52
Must all CSCF controls be subject to an assessment?
- A. Yes
- B. No, only the mandatory controls
- C. No, the control selection is defined between the Swift User and their assessor
- D. No, only the attested controls (with as a minimum the mandatory ones]
Answer: D
Explanation:
This question pertains to the scope of controls assessed under the SWIFT CSP assessment process:
* Step 1: Understand CSCF Control Types
* The SWIFT CSCF (e.g., v2024) categorizes controls intoMandatoryandAdvisory. Mandatory controls are required for all SWIFT users to attest compliance, while Advisory controls are recommended but not obligatory for attestation.
NEW QUESTION # 53
Which of the following infrastructures has the smallest SWIFT footprint? (Select the correct answer)
*Connectivity
*Generic
*Products Cloud
*Products OnPrem
*Security
- A. Full stack of products up to the Messaging Interface
- B. Alliance Remote Gateway
- C. Lite 2 or Alliance Cloud
- D. A user with a Messaging Interface behind a Service Bureau
Answer: C
NEW QUESTION # 54
Which of the following statements best describes the difference between an audit and an assessment as per SWIFT CSP definitions? (Select the correct answer)
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework - High-Level Test Plan Guidelines
*Outsourcing Agents - Security Requirements Baseline v2025
*CSP Architecture Type - Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template
- A. An audit is a one-time event, while an assessment is an ongoing process of monitoring and improving security controls
- B. An audit and an assessment can be used interchangeably
- C. An audit is a comprehensive review of a customer's controls to ensure they meet regulatory requirements, while an assessment is a very high-level review of controls to identify potential weaknesses
- D. An audit looks at the defined controls design and implementation compliance and follows recognized international audit standards, whereas an assessment is less strict but aims the same common objectives
Answer: D
Explanation:
The "Independent Assessment Framework" and "Independent Assessment Process for Assessors Guidelines" distinguish between audits and assessments within the SWIFT CSP context. Let's evaluate each option:
*Option A: An audit is a comprehensive review of a customer's controls to ensure they meet regulatory requirements, while an assessment is a very high-level review of controls to identify potential weaknesses This is incorrect. The CSP assessment is a detailed, independent evaluation of CSCF compliance, not a high- level review. Audits may focus on broader regulatory compliance, but the CSP assessment is specific to CSCF controls.
*Option B: An audit looks at the defined controls design and implementation compliance and follows recognized international audit standards, whereas an assessment is less strict but aims the same common objectives This is correct. The CSP defines an assessment as a structured, independent process to verify CSCF control compliance, guided by SWIFT-specific guidelines rather than international audit standards (e.g., ISAE 3000).
Audits, while thorough, follow broader standards and may not align with CSP's tailored objectives. The
"Independent Assessment Process for Assessors Guidelines" supports this distinction, noting assessments are CSP-specific with a focus on effectiveness.
*Option C: An audit is a one-time event, while an assessment is an ongoing process of monitoring and improving security controls This is incorrect. Both audits and assessments can be one-time or periodic. The CSP assessment is an annual requirement, not an ongoing process, per the "Independent Assessment Framework."
*Option D: An audit and an assessment can be used interchangeably
This is incorrect. The CSP clearly differentiates between the two, with assessments being the mandated method for CSCF compliance.
An audit follows international standards for control compliance, while an assessment is CSP-specific with similar objectives but less strict standards (B).
References to SWIFT Customer Security Programme Documents:
*Independent Assessment Process for Assessors Guidelines: Defines assessment scope.
*Independent Assessment Framework: Distinguishes assessment from audit.
*Swift_CSP_Assessment_Report_Template: Outlines assessment process.
========
NEW QUESTION # 55
How are online SwiftNet Security Officers authenticated?
- A. Via their swift.com account and secure code card
- B. Via their swift.com account
- C. Via their PKI certificate
Answer: A
Explanation:
This question focuses on the authentication method for online SwiftNet Security Officers (SOs), who manage security-related functions for a Swift user.
Step 1: Understand the Role of SwiftNet Security Officers
SwiftNet Security Officers are responsible for managing security settings, such as PKI certificates and user roles, within the Swift environment. Their authentication is critical to ensure secure access, as outlined in Control 2.3: System Access Controlof theCSCF v2024.
Step 2: Evaluate Each Option
* A. Via their PKI certificatePKI certificates are used for securing message exchanges and connectivity within the SwiftNet environment (e.g., signing messages), but they are not the primary method for authenticating Security Officers when accessing SwiftNet services online (e.g., via swift.com). Security Officerstypically use a user account for such access, not a PKI certificate directly.Conclusion: This is incorrect.
* B. Via their swift.com account and secure code cardSwiftNet Security Officers authenticate to swift.
com using their swift.com account credentials combined with a secure code card (a physical token that generates one-time codes). This two-factor authentication method is standard for high-privilege roles like Security Officers, as detailed in theSwift Security Best PracticesandControl 2.3, which mandates multi-factor authentication for privileged users.Conclusion: This is correct.
* C. Via their swift.com accountWhile a swift.com account is part of the authentication process, relying solely on the account (e.g., username and password) does not meet Swift's security requirements for Security Officers. Multi-factor authentication, including a secure code card, is required for such roles.
Conclusion: This is incorrect.
Step 3: Conclusion and Verification
The correct answer isB, as SwiftNet Security Officers are authenticated using their swift.com account and a secure code card, aligning with Swift's multi-factor authentication requirements for privileged users.
References
* Swift Customer Security Controls Framework (CSCF) v2024, Control 2.3: System Access Control.
* Swift Security Best Practices, Section: Authentication for Security Officers.
* Swift User Handbook, Section: Security Officer Authentication.
NEW QUESTION # 56
The SWIFT user has installed its own Communication Interface on a dedicated virtual machine offered by a public cloud provider. Under which provider category does the public cloud provider fit, and what is the CSP impact? (Select the correct answer)
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework - High-Level Test Plan Guidelines
*Outsourcing Agents - Security Requirements Baseline v2025
*CSP Architecture Type - Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
- A. This type of implementation is not allowed by the CSP
- B. The public cloud provider is considered an outsourcing agent, and therefore in scope of the CSP
- C. The public cloud provider is considered a SWIFT connectivity provider, and therefore not in scope of the CSP
- D. The public cloud provider is considered a L2BA provider, and therefore not in scope of the CSP
Answer: B
Explanation:
The "Outsourcing Agents - Security Requirements Baseline v2025" and "Swift Customer Security Controls Framework v2025" define provider categories and CSP impact. Let's evaluate each option:
*Option A: The public cloud provider is considered a L2BA provider, and therefore not in scope of the CSP This is incorrect. An L2BA (Lite2 Business Application) provider hosts the full SWIFT stack for users, but a public cloud provider offering a virtual machine is not an L2BA provider unless it provides the full service.
The CSP still applies to the provider's infrastructure.
*Option B: The public cloud provider is considered a SWIFT connectivity provider, and therefore not in scope of the CSP This is incorrect. A SWIFT connectivity provider (e.g., Alliance Connect) is a specific role, but a public cloud provider (e.g., AWS) hosting a communication interface is an outsourcing agent, subject to CSP requirements.
*Option C: The public cloud provider is considered an outsourcing agent, and therefore in scope of the CSP This is correct. The "Outsourcing Agents - Security Requirements Baseline v2025" classifies public cloud providers hosting SWIFT components (e.g., a virtual machine with Alliance Gateway) as outsourcing agents.
The CSP impacts the provider by requiring them to secure the underlying infrastructure (e.g., Control 1.1), while the user secures the communication interface.
*Option D: This type of implementation is not allowed by the CSP
This is incorrect. The CSP permits cloud-based deployments, including user-installed components on public cloud VMs, as long as security controls are met.
Summary of Correct answer:
The public cloud provider is an outsourcing agent, in scope of the CSP (C).
References to SWIFT Customer Security Programme Documents:
*Outsourcing Agents - Security Requirements Baseline v2025: Defines cloud providers as outsourcing agents.
*Swift Customer Security Controls Framework v2025: Applies controls to outsourced environments.
*CSP_controls_matrix_and_high_test_plan_2025: Includes cloud provider assessments.
========
NEW QUESTION # 57
Where is the implementation of multi-factor authentication deemed sufficient to support control 4.2 compliance? (Choose all that apply.)
- A. When accessing an outsourcing agent or an L2BA Swift-related application
- B. On the General Operator PC used to access a Swift-related component
- C. When login on the jump server filtering access to local Swift secure zone
- D. When logging-in on an interface, a connector, or the system running such component
Answer: A,B,C,D
Explanation:
Control 4.2 of the Swift Customer Security Controls Framework (CSCF) mandates the implementation of Multi-Factor Authentication (MFA) to "prevent compromise of a single authentication factor allowing access to SWIFT systems." The control applies to various access points within the SWIFT environment to ensure robust security. Let's evaluate each option against CSCF v2024 and related guidelines:
* A. When accessing an outsourcing agent or an L2BA Swift-related application
* CSCF v2024 Control 4.2 explicitly states that MFA is required for "SWIFT-related applications or components managed by third-party service providers" (e.g., outsourcing agents) and Level 2 Business Applications (L2BA). This ensures that external entitieshandling SWIFT-related processes adhere to the same security standards. The scope includes any operator access to these applications, making MFA mandatory here.
NEW QUESTION # 58
From the outsourcing agent diagram, which components in the diagram are in scope and applicable for the Swift user.
- A. Components A and B
- B. None of the above
- C. Components A, B, C, D and E
- D. Components C, D and E
Answer: C
NEW QUESTION # 59
What type of control effectiveness needs to be validated for an independent assessment?
- A. An independent assessment is a point in time review with possible reviews of older evidence as appropriate
- B. None of the above
- C. Effectiveness is never validated only the control design
- D. Operational effectiveness needs to be validated
Answer: D
NEW QUESTION # 60
Must all CSCF controls be subject to an assessment?
- A. No, only the attested controls (with as a minimum the mandatory ones]
- B. Yes
- C. No, only the mandatory controls
- D. No, the control selection is defined between the Swift User and their assessor
Answer: C
NEW QUESTION # 61
Compliance to 2.9 Transaction Business Controls can be obtained through different ways. Which of the following one does not ensure compliance?
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework - High-Level Test Plan Guidelines
*Outsourcing Agents - Security Requirements Baseline v2025
*CSP Architecture Type - Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template
- A. More than one of the measures proposed in the implementation guidelines are implemented
- B. Reliance on a recent business assessment or regulator response confirming effectiveness of the existing control
- C. A customer-designed implementation that encounters the control objective and addresses the risk driver
- D. Any implementation if approved by the CIO
Answer: D
Explanation:
CSCF Control 2.9 (Transaction Business Controls) requires institutions to implement measures to ensure the accuracy and integrity of SWIFT transactions (e.g., payment validation, authorization). Compliance can be achieved through various methods, as outlined in the "Swift Customer Security Controls Framework v2025" and its implementation guidelines. Let's evaluate each option:
*Option A: More than one of the measures proposed in the implementation guidelines are implemented This ensures compliance. The CSCF provides implementation guidelines for Control 2.9, suggesting measures like dual authorization or automated validation. Implementing multiple measures meets the control's objective of ensuring transaction integrity.
*Option B: A customer-designed implementation that encounters the control objective and addresses the risk driver This ensures compliance. The CSCF allows flexibility for customer-designed solutions, provided they meet the control objective (e.g., preventing fraudulent transactions) and address the identified risk drivers (e.g., human error), as validated in the "Assessment template for Mandatory controls."
*Option C: Reliance on a recent business assessment or regulator response confirming effectiveness of the existing control This ensures compliance. If a recent assessment (e.g., by an internal audit or regulator) confirms that existing controls effectively meet the CSCF 2.9 requirements, this can be accepted as evidence of compliance, per the
"Independent Assessment Framework."
*Option D: Any implementation if approved by the CIO
This does not ensure compliance. The Chief Information Officer (CIO) approval alone does not guarantee that the implementation meets CSCF requirements. Compliance must be based on objective evidence and alignment with the control's intent, as assessed against the "CSP_controls_matrix_and_high_test_plan_2025" and validated by an independent assessor, not just internal approval.
Summary of Correct answer:
Reliance on CIO approval alone (D) does not ensure compliance with CSCF 2.9.
References to SWIFT Customer Security Programme Documents:
*Swift Customer Security Controls Framework v2025: Control 2.9 and implementation guidelines.
*Independent Assessment Framework: Requires objective validation, not just CIO approval.
*Assessment template for Mandatory controls: Specifies evidence-based compliance.
========
NEW QUESTION # 62
A Treasury Management System (TMS) application is installed on the same machine as the customer connector (such as MQ server) connecting towards a Service Bureau Are these applications/systems in scope of CSCF?
- A. The TMS application is the highest risk and must be secured appropriately. The MQ server should be secured on a best effort basis
- B. The TMS application, the MQ server and hosting system enters the scope of the CSCF advisory and should be placed in a secure zone
- C. Only the MO server application is in scope of the CSCF> The TMS application is considered as back- office
- D. The TMS application, the MQ server and hosting system are in the scope of the CSCF and must be placed in a secure zone
Answer: C
Explanation:
This question determines the scope of the CSCF for a Treasury Management System (TMS) and an MQ server (customer connector) installed on the same machine.
Step 1: Understand CSCF Scope
TheCSCF v2024defines its scope as systems directly involved in Swift messaging, connectivity, or security (e.
g., customer connectors, messaging interfaces), as perControl 1.1: Swift Environment Protection. Back- office systems, like TMS, are typically out of scope unless they directly process Swift messages.
Step 2: Analyze the Scenario
* TMS Application: A Treasury Management System is a back-office application for financial management, not a Swift messaging component. TheCSCF v2024excludes back-office systems from mandatory scope unless they pose a direct risk to Swift components.
* MQ Server (Customer Connector): This middleware server connects to a Service Bureau, facilitating Swift traffic, making it in scope perControl 1.1.
* Hosting System: The machine hosting both applications is in scope only to the extent it supports the MQ server, not the TMS.
Step 3: Evaluate Each Option
* A. The TMS application, the MQ server and hosting system are in the scope of the CSCF and must be placed in a secure zoneIncorrect. The TMS is out of scope, and the hosting system's inclusion depends on the MQ server, not the TMS.Conclusion: Incorrect.
* B. The TMS application, the MQ server and hosting system enters the scope of the CSCF advisory and should be placed in a secure zoneIncorrect. The CSCF advisory scope applies to best practices, not mandatory controls, and does not mandate a secure zone for out-of-scope TMS.
Conclusion: Incorrect.
* C. Only the MQ server application is in scope of the CSCF. The TMS application is considered as back-officeCorrect. The MQ server is a customer connector, in scope perControl 1.1, while the TMS is a back-office system, excluded from mandatory scope per theCSCF v2024Introduction.Conclusion:
Correct.
* D. The TMS application is the highest risk and must be secured appropriately. The MQ server should be secured on a best effort basisIncorrect. The MQ server, as a Swift component, has higher CSCF priority, while TMS risk is managed outside CSCF scope.Conclusion: Incorrect.
Step 4: Conclusion and Verification
The correct answer isC, as only the MQ server is in scope, and the TMS is a back-office system excluded from CSCF requirements.
References
* Swift Customer Security Controls Framework (CSCF) v2024, Control 1.1: Swift Environment Protection, Introduction Section: Scope.
* Swift CSP FAQ, Section: Back-Office Systems.
NEW QUESTION # 63
Can an internal audit department submit and approve their SWIFT user's attestation on the KYC-SA SWIFT portal? (Select the correct answer)
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework - High-Level Test Plan Guidelines
*Outsourcing Agents - Security Requirements Baseline v2025
*CSP Architecture Type - Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template
- A. Yes, an internal auditor can submit the attestation for approval provided they have the appropriate credentials for swift.com. The CISO remains in charge of the approval of the attestation
- B. Yes, with approval from the Chief Auditor
- C. Yes, providing this is agreed by the head of IT operations and the CISO
- D. No, this is never an option
Answer: D
Explanation:
The "Independent Assessment Framework" and "Independent Assessment Process for Assessors Guidelines" mandate that CSP assessments and attestations be conducted by an independent, certified assessor, not the user's internal audit department. Let's evaluate each option:
*Option A: Yes, providing this is agreed by the head of IT operations and the CISO This is incorrect. Internal agreement does not override the CSP's requirement for independence.
*Option B: No, this is never an option
This is correct. The CSP prohibits internal audit departments from submitting or approving attestations on the KYC-SA portal, as they lack the independence required by the "Independent Assessment Framework." Only an external, certified assessor can perform and approve the assessment, with the CISO or designated user submitting the attestation based on the assessor's report.
*Option C: Yes, an internal auditor can submit the attestation for approval provided they have the appropriate credentials for swift.com. The CISO remains in charge of the approval of the attestation This is incorrect. Internal auditors cannot submit or approve attestations, even with credentials, due to the independence requirement.
*Option D: Yes, with approval from the Chief Auditor
This is incorrect. Chief Auditor approval does not satisfy the CSP's independence mandate.
Summary of Correct answer:
An internal audit department cannot submit or approve the attestation (B).
References to SWIFT Customer Security Programme Documents:
*Independent Assessment Framework: Requires independent assessors.
*Independent Assessment Process for Assessors Guidelines: Prohibits internal assessments for attestation.
*Swift_CSP_Assessment_Report_Template: Specifies external assessor input.
========
NEW QUESTION # 64
To rely on a previous CSP assessment report conclusions, a limited testing approach was used. What is the expected sample size as per the High-Level Test Plan (HLTP) guidelines for each identified component?
(Select the correct answer)
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework - High-Level Test Plan Guidelines
*Outsourcing Agents - Security Requirements Baseline v2025
*CSP Architecture Type - Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template
- A. There is no need for a sample for this limited testing
- B. 0
- C. 1
- D. 2
Answer: C
Explanation:
The "Independent Assessment Framework - High-Level Test Plan Guidelines" and
"CSP_controls_matrix_and_high_test_plan_2025" provide guidance on relying on previous assessments using a limited testing approach. Let's evaluate each option:
*Option A: There is no need for a sample for this limited testing
This is incorrect. Limited testing requires a sample to validate ongoing compliance, as per the guidelines.
*Option B: 1
This is incorrect. A sample size of 1 is insufficient to ensure statistical reliability for limited testing, per the HLTP guidelines.
*Option C: 3
This is correct. The "Independent Assessment Framework - High-Level Test Plan Guidelines" recommends a minimum sample size of 3 for each identified component when relying on previous assessments, allowing the assessor to confirm consistency and effectiveness without a full re-assessment.
*Option D: 5
This is incorrect. While a larger sample (e.g., 5) may be used in full assessments, the HLTP guidelines specify
3 as the minimum for limited testing.
Summary of Correct answer:
The expected sample size is 3 for each identified component (C).
References to SWIFT Customer Security Programme Documents:
*Independent Assessment Framework - High-Level Test Plan Guidelines: Specifies a sample size of 3.
*CSP_controls_matrix_and_high_test_plan_2025: Supports limited testing sample requirements.
*Independent Assessment Process for Assessors Guidelines: Guides reliance testing.
========
NEW QUESTION # 65
A Swift user uses an application integrating a sFTP client to push files to a service bureau sFTP server What architecture type is the Swift user? (Choose all that apply.)
- A. A1
- B. A3
- C. A4
- D. B
Answer: B,D
NEW QUESTION # 66
Which of the following statements best describe valid implementations when implementing control 2.9 Transaction Business Controls? (Choose all that apply.)
- A. Reliance on a recent business assessment or regulator response confirming the effectiveness of the control (as an example CPMI's_ requirement) is especially poignant to this control
- B. Any solutions is acceptable so long as the CISO approves the implementation
- C. A customer designed implementation or a combination of different measures are deemed valid if they sufficiently mitigate the control risks
- D. Multiple measures must be implemented by the Swift user to validate the flows of transactions are in the bounds of the normal expected business
Answer: C,D
Explanation:
This question addresses valid implementations ofControl 2.9: Transaction Business Controlsunder theSwift Customer Security Controls Framework (CSCF) v2024, which focuses on detecting and preventing fraudulent transactions.
Step 1: Understand Control 2.9 Transaction Business Controls
Control 2.9 requires Swift users to implement measures to validate transaction flows against expected business patterns, aiming to detect anomalies that could indicate fraud or error. TheCSCF v2024emphasizes flexibility in implementation, provided the controls mitigate identified risks effectively.
Step 2: Evaluate Each Option
* A. Multiple measures must be implemented by the Swift user to validate the flows of transactions are in the bounds of the normal expected businessTheCSCF v2024, underControl 2.9, mandates the use of multiple detection measures (e.g., transaction monitoring, threshold limits, anomaly detection) to ensure transaction flows align with normal business expectations. This multi-layered approach is essential to address diverse fraud risks.Conclusion: This is correct.
* B. A customer designed implementation or a combination of different measures are deemed valid if they sufficiently mitigate the control risksTheCSCF v2024allows flexibility in how users implement Control 2.9, permitting custom solutions or combinations of measures (e.g., AI-based monitoring, manual reviews) as long as they effectively mitigate the risks identified in the user's risk assessment. This is supported by theSwift CSP FAQon control customization.Conclusion: This is correct.
* C. Reliance on a recent business assessment or regulator response confirming the effectiveness of the control (as an example CPMI's requirement) is especially poignant to this controlWhile a business assessment or regulator input (e.g., CPMI-IOSCO guidelines) can inform the implementation, Control 2.9 requires the user to implement specific measures, not just rely on external validations. The CSCF v2024does not allow sole dependence on such assessments; users must demonstrate their own controls.Conclusion: This is incorrect.
* D. Any solution is acceptable so long as the CISO approves the implementationTheCSCF v2024 requires that implementations meet objective criteria for risk mitigation, not just internal approval by the Chief Information Security Officer (CISO). The independent assessment must validate effectiveness, not just rely on CISO endorsement.Conclusion: This is incorrect.
Step 3: Conclusion and Verification
The verified answers areAandB, as they align with the requirements and flexibility ofControl 2.9 Transaction Business Controlsin theCSCF v2024, ensuring robust and tailored transaction validation.
References
* Swift Customer Security Controls Framework (CSCF) v2024, Control 2.9: Transaction Business Controls.
* Swift CSP FAQ, Section: Control Implementation Flexibility.
* Swift Security Best Practices, Section: Transaction Monitoring.
NEW QUESTION # 67
Can a Swift user choose to implement the security controls (example: logging and monitoring) in systems which are not directly in scope of the CSCE?
- A. No
- B. Yes
Answer: B
NEW QUESTION # 68
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